free web hosting | website hosting | Business Web Hosting | Free Website Submission | shopping cart | php hosting
THE HEURISTICS OF LEGAL REASONING

by:  Eric Engle




Table of Contents:

I. Practical Reasoning via induction: Reasoning from "Is" to "Ought"

II. Problem solving

III. Circular patterns of inference

1. Circular inferential patterns which are perceived as invalid and which are invalid

2. Circular inferential patterns which are perceived as valid and which are valid

a. Repetition

b. Recursive Algorithms

3. Circular inferential patterns which are perceived as invalid but which are in fact valid

a. Tautology

b. Self definition

c. Rationalisation

d. Reductio or indirect proof



I. Practical Reasoning via induction: Reasoning from "Is" to "Ought"
 

The objective of this brief paper is to expose the basic heuristics of legal reasoning. These heuristics are exposed both to show how legal science is based on logic and also to further efforts to represent law computationally. This paper does not attempt to prove that Hume´s law is only a counsel of practical reasoning but is intended to show, among other heuristics, the fundamentals of practical reasoning.
I. Practical Reasoning via induction: Reasoning from "Is" to "Ought"
 

David Hume argues, supposedly, that one not ought to reason from factual “is” statements to normative “ought” statements. Many contemporary theorists overstate Hume – ignoring or dismissing outright the paradox that Hume himself presents an ought statement. Hume only offered a practical piece of advice, that thinkers must explicitly demonstrate their chain of inference from "is" to "ought" or risk incomprehension and rejection for failing to carry their burden of proof. Hume’s counsel is certainly correct, given the controversy concerning normative inference. Thus in adressing the question of the relationship between "is" and "ought" we must first determine exactly what is meant by the term "ought". "Ought" statements are first irreal; they concern factual conditions which do not exist. Second, the "ought" statement indicates the desire of one person. So if we are to understand what is meant by "ought" statements, we must also understand what is desirable. In other words, the­­­­­­­­­­­­­­­­­­­­­­­ questions of value (axiology) are inherently linked to (normative) questions of what "ought" to be.
 

The relativist line of reasoning argues that in fact values are personal preferences having no objective existence. For this perspective, values do not exist outside of personal
 

On the other hand, an "objectivist" proposes that values have an objective existence. That is, it would be possible to say that something is good or bad and to verify that statement according to objective facts, such as statistics.
 

Our position is that there are in fact objective standards of what is desirable (the good) and what is undesirable (the bad).Quite simply, it is desirable for humans, both individually and as a species, to survive and reproduce. Further many other 'goods' can be expressed in terms of their tendancy to increase individual or species survival. It is founded on an essentially teleological argument. The finality of the human species is survival and well being. This finality is served by certain acts, and disserved by others. However our position that certain acts are desirable and others undesirable appears self evident. Our position could also be presented as a postulate. Either as a teleological argument or as a mere postulate it seems practical. For in fact any society which does not assure its own survival within one generation and its regeneration via reproduction would become extinct.
 

Our position, while correct (extinction being the lot of any other arrangement) is however faced with a dilemma. Individual and species survival are normally mutually reinforcing. After all, the species is composed of individuals. The dilemma which arrives however is that individual and species survival are not always mutually reinforcing. Further determination of moral priorities in choice of evil problems cannot be determined without a knowledge of the specific facts of the case in question. Thus while our position seems self evident it does not permit easy resolution of difficult problems.
 

Ought statements are in fact possible because what is desirable ('good') is not purely subjective - though any adequate definition of 'the good' is necessarily complex. If ought statements are possible, can we then determine 'ought' from 'is'?
 
 

Remember in our definition we simply say that 'ought' is a description of a desired factual condition. In fact whether 'ought' conditions can be objective or are always subjective is irrelevant in determining whether we can infer from a description of what is to a description of what one ought to do to obtain a certain desired state of affairs. Once we admit that person X desires outcome A under condition Y and that steps 1, 2 and 3 will create outcome A if condition Y is true, it is logical for person X to infer that he should undertake steps 1 to 3. And thus we have in fact reasoned inferentially from 'is' (condition Y) to 'ought' (steps 1 to 3, necessary to create outcome A). Of course if steps I, II and III led to that outcome the person would have another prudential choice to make. But in any case his or her choice would be a form of practical reasoning.
 

Thus, for an example of the inferential pattern of practical reasoning:
 

[i believe] All killing is wrong
 

Capital punishment is killing
 

therefor [I believe] capital punishment should be outlawed
 
 

The brackets indicate how the argument is transformed if on adopts a relativist moral theory.
 

We could also look at the question from a materialist perspective. A purely materialist perspective would lead to the argument that all ought statements are in fact derived from what is. For the materialist, mentation is a simple chemical reaction. Thus mind does not exist apart from brain. And in this sense all phenomena, including moral theory are merely material. However since this argument requires one to assume materialism, and since our demonstration of the operation of practical reasoning seems adequate even if "good" and 'evil' were fictions, the materialist position seems actually less certain - though it is a valid position, if one presupposes that all phenomena are in fact material.
 
 

II. Problem solving

 

 
 
 

The question as to whether a form of practical reasoning exists shows how persons think to solve problems. However in considering how we think - in thinking about thinking - we descover that our thought process, while apparently intuitive and wholistic in its elaboration, is verified and demonstrated in a linear fashion. Thus our intuitive hypotheses are either refuted or maintained through rather rigid structured and finally empirical methods. 
 

In terms of modeling intelligence, intuitive creativity appears to grow out of illogical patterns, such as rhyme, free association, and the linking apparently unrelated phenomena. Reproducing creativity and intution in machines will be for this reason probably the final step in artificial intelligence - barring a breakthrough at the level of microprocessors which would permit non-hierarchical permutations of data stored in a hierarchical fashion. In other words, just as todays computers have math co-processors, tomorrows may have pseudo-random permutational coprocessors. This of course does not rule out revolutionary changes in microprocessor technology such as nano-technology or biological or analogical computers - all of which are possible.
 

One of the reasons for considering methods of reasoning from real to irreal conditions is that it forces a reconsideration of mental algorithms. As we increase our awareness of these algorithms we can discover a multiplicity of methods for problem solving. Our task as logicians would then be to trace these different algorithms and attempt to develop a heuristic for determining which algorithm to apply under which circumstance. 
 
 

The elaboration of heuristical algorithms is of course also the foundation for the creation of systems of artificial intelligence. If a.i. is to develop from highly specialised expert systems into more complex generalist systems then it might do so through linking of a variety of different expert systems with some form of general 'choice' heuristical algorithm to determine which expert system to apply.
 
 

So what exactly happens in reasoning from a real to an irreal condition? First, a desired conclusion is formulated (let us ignore for the moment how). Then a question is posed: what steps would lead to this conclusion? This question may yield several different responses, or none at all. After potential 'solutions' are elaborated, they are then tested. So if we have four possible 'solutions', but 1 is impossible and 4 is untrue we must then determine which of the two remaining solutions - both are possible - is best suited to achieve our desired outcome. We might refine this technique to say that we test each potential solutions possibility and truth, before admitting it into the list of available solutions. In either case an algorithm to choose among or between different possibilities could involve a system of weighted averaging; it could also be elaborated to consider­­­­­­­­­­­­­­­­­­­­­­­­­­­­­­­ other exogenous goals. 
 
 

It should also be noted that this technique is morally empty. It could be used for the elaboration of any goal, whether good or evil. Tools are neutral. It is possible, using existing technology, to model intelligence in this fashion. 
 
 

It is entirely possible to write a computer program to effectuate this task provided we can represent the desired outcome, and potential steps to achieve it, in mathematical terms. For example, a binary variable "achieved" with two states, true and false. 
 

1. Rationalisation

If this type of problem solving seems like 'backwards reasoning' - that is reasoning from conclusions to arguments - that is because it is. Such reasoning - rationalisation to be exact - is traditionally looked down upon for the simple reason that it tends to lead to conclusions which while expedient may be untrue. However it appears to be an accurate method to model intelligence artificially. It also appears to be an approximate reflection of how humans actually reason. Human reasoning is of course more intuitive than our model, but it is also often less precise. Humans do not always reason 'correctly' - which is why humans dream. So our model is only an approximate reflection of the entity studied.

 
 

It is our position that considering supposedly flawed methods of reasoning can be heursitically fruitful for machine models of intelligence. Thus we are going to examine the methods of reasoning traditionaly presumed invalid in order to determine what is their invalidity and whether they might help us to model intelligence with machines.
 

III. Circular patterns of inference

Attacks upon a line of reasoning are often based upon the accusation that that line of thought is in fact a circle.
 
 

I have quite carefully chosen to consider 'logic' in linear terms, and errors in logic in elliptical terms, for that is the dominant pattern of western rationalism since Aristotle. The male/vertical/line/argues to build a hierarchical structure. If the capstone of that structure is in fact also the foundation, the structure collapses from lack of internal hierarchisation.
 
 

Now the problem with this circular reasoning is that logic must, if we continue the analogy, be based upon some foundation. That foundation is of course the necessary presuppositions - the postulates - of the hierarchical edifice described or constructed. In other words, the potential of infinite regress is inherent in circular argument. We can always ask 'why this presupposition'. If we are honest we either admit the presupposition is indemonstrable (my position) or refer to another argument; yet this second argument will also have... a necessary presupposition. The inquiry into first causes, if pursued relentlessly, is interminable. What happens after we reach the horizon? More horizon...
 
 

At the same time as western rationalism has sought to demonstrate, to prove, the positions of some line of reasoning, it also ellides about another position. Now if we can, to borrow from Claude Levi-Strauss, describe a line of reasoning as implying male/vertical/hierarchy, we might also associate (in the non rational imagination) circular argumentation with spheres/female/darkness/night. In other words rational-linear verification in fact work in tandem with irrational-circular-intuitive creativity.
 
 

Whether such free associations have any collective purpose or objective existence is actually irrelevant. These types of analogical links even when non rational allow us to improve our own self understanding by giving organising principles. Further they allow us to “think outside of the box” and can thus help us to 'shift' our mental state revealing new solutions to old problems. Irrationalism and intuitionism are possible keys to developing self-teaching inference engines or other problem solving forms of machine intelligence.
 
 

Upon an examination of circular patterns of inference we discover that in fact there are several different forms of circularity. Some of these forms of reasoning are quite correctly dismissed as illogical and leading to untrue conclusions. Other forms of circularity are however perfectly valid. Some of these valid forms of circularity are accepted as valid, while others are incorrectly rejected as invalid. These final forms of circularity - arguments traditionally rejected as invalid but which may in fact be valid, are especially of interest to our analysis. 
 

1. Circular inferential patterns which are perceived as invalid and which are invalid

This category of erroneous reasoning is the easiest in that it is habitual. We say nothing new here. 

 

a. Question Begging (Petitio de Principe)

 
If we assume the point to be proven as a foundation for an argument to prove the point presumed then our reasoning must be characterized as erroneous. This type of error - assuming the argument to be proven - is often called question begging, or in latin petitio de principe. It is better to use the latter term because sometimes question begging is used to describe the situation in which a person ignores a flaw or error in their own position. Sometimes a philosopher does not adress the validity of a postulated position, and is then accused of question begging.

 
 

These two forms of errors are both invald - which may explain why some imprecision in terminology. It is best to simply say 'the argument assumes the position it tries to proove' in order to avoid any ambiguity as to ones critique or to say that the argument must consider the validity of its presumption. The first critique invalidates the truth of the argument in question. The second merely asks us to reconsider the argument and thus is not a refutation - particularly if the position critiqued was presented as a postulate.
 

2. Circular inferential patterns which are perceived as valid and which are valid

a. Repetition

 
This form of circularity is rather straightforward. If I present an argument, and merely repeat myself, there is nothing inherently circular. For example at Time 1 (T1) I argue 1+2 thus 3. At time 2 I repeat this same argument. While there is a repetition, it is certainly not in itself invalid.

 

b. Recursive Algorithms

A much trickier example of valid circularity is recursive algorithms. Now an iterative algorithm is rather simple. It simply states:
try A.
did A work?

if yes then end

if no try B
 

If we have a 1 digit code between 0 and 9 generated randomly a simple for...next loop of ten iterations will determine the code value.
 
 

A recursive algorithm in contrast requires a function call to another procedure. For example, if I am to determine the number of words which may be formed using the letters a, b, and c then a recursive method would determine:

1. the number of letters (n)

2. the combinations possible for letters (n-1)

until such point as it had exhausted all letters.
 

Recursive functions are complex in that they call themselves. However they are perfectly valid.
 

3. Circular inferential patterns which are perceived as invalid but which are in fact valid

This form of reasoning is an example of Quine's veridical paradox. It is shocking but true that certain formes of circular reasoning are in fact logically valid. Now this appears rather strong because we are so used to arguments being rejected outright due to circularity. However as we have seen above there are in fact several different forms of circularity.

a. Tautology

The first form of valid circular reasoning is tautology. Tautological arguments take the form of "A is true because A is true". Now if this position is taken as a demonstration, it is of course invalid. Merely repeating the point to be proven is no proof of that point. However tautology also appears as a form of argument when we state that A is a postulate, and in the elaboration of a theorem we base our proof of that theorem on the tautological postulate A. So in this case the tautology, while no argument for its own proof, can contribute to the proof of some other theorem - presuming that we accept the validity of the postulate.

 

b. Self definition

Another form of valid circularity is mutual definition. W.V. Quine correctly noted that all words are in fact mutually defined. Thus A is ultimately and inevitably defined in terms of B, and B is ultimately and inevitably defined in terms of A. This type of circularity was traditionnaly rejected. Specifically, if A and B are mutually and exclusively defined an argument calling either would be tautological. We have already explained why tautology is not per se invalid; now it appears inevitable. One could try to escape from the invalidity of two mutually defined terms with the introduction of a third term. This does however create the same problem of potential infinite regress. And as Quine notes, this regress must eventually recur.

 

c. Rationalisation

Rationalisation, as we remarked earlier, is simply reasoning 'backwards' from desired conclusions to possible causes which are then used to justify or explain the conclusion in question. We normally presume that valid reasoning must proceed from facts and develop the valid implications of those facts to certain conclusions which, though they appear new were in fact already present in the known or presumed facts. The defect in rationalisation is that the possible causes must be verified and will probably be incomplete. Rationalisation is in any event an instrumental approach to knowledge. However as we have seen this form of thinking closely approximates how people actually solve problems and thus is quite useful in artificial modeling of intelligence.

 
 

For example recall the famous experiment wherein captive monkeys are given a ladder or a stick and bannanas are suspended from a cieling. The desired outcome is to eat the banannas, and the possible solution is to use the ladder as a tool to obtain the fruit. If problem solving is a part of intelligence then monkeys appear intelligent - for they do indeed use the tool given them to obtain the goal desired.

d. Reductio or indirect proof

Reductio arguments are a form of rationalisation. Essentially this argument presumes the opposite of the conclusion to be proven, disproves a necessary condition precedent to the contrary conclusion and infers that therefor the desired conclusion must be true.
Suppose for example we wish to show that A is true, and that we know if A is not true then B must be true. Let us also suppose that if B is true then C is also true. If we demonstrate that C is untrue then we have indirectly proven the truth of A.
Conclusions

Our conclusion then is that good and bad can be objectively defined in terms of their tendancy to further individual and species survival; that this objectivist conclusion is in fact irrelevant to the determination of how one can legitimately infer from a statement of what is to the materialisation of a currently irreal condition. And that this raises other tangential questions of intelligence and logic which merit exploration for their potential contribution to the field of artificial intelligence. We note that the term 'circular reasoning' is not at all monolithic. There are several different forms of circularity. Some appear invalid and are invalid. Others appear valid and are valid - simple repetition, but also recursive algorithms. The truly problematic category of circularity in patterns of inference is the form of reasoning which is generally construed as faulty but which in fact is valid. Tautology, mutual definition, and rationalisation are all potentially fraught with the risk of ill reason. However these forms of argumentation can be used, with certain caveats, in structurally valid hierarchical argumentation, despite the recursions that they imply. These forms of reasoning, particularly rationalisation, will be central in the evolution of artificial intelligence from expert systems to generalist systems as machine intelligence 'learns' how to solve complexe problems.



Go to the Directory...